- Research Article
- Open Access
A multi-national comparison of antipsychotic drug use in children and adolescents, 2005–2012
Child and Adolescent Psychiatry and Mental Healthvolume 11, Article number: 55 (2017)
Over the last decades, an increase in antipsychotic (AP) prescribing and a shift from first-generation antipsychotics (FGA) to second-generation antipsychotics (SGA) among youth have been reported. However, most AP prescriptions for youth are off-label, and there are worrying long-term safety data in youth. The objective of this study was to assess multinational trends in AP use among children and adolescents. A repeated cross-sectional design was applied to cohorts from varied sources from Denmark, Germany, the Netherlands, the United Kingdom (UK) and the United States (US) for calendar years 2005/2006–2012. The annual prevalence of AP use was assessed, stratified by age group, sex and subclass (FGA/SGA). The prevalence of AP use increased from 0.78 to 1.03% in the Netherlands’ data, from 0.26 to 0.48% in the Danish cohort, from 0.23 to 0.32% in the German cohort, and from 0.1 to 0.14% in the UK cohort. In the US cohort, AP use decreased from 0.94 to 0.79%. In the US cohort, nearly all ATP dispensings were for SGA, while among the European cohorts the proportion of SGA dispensings grew to nearly 75% of all AP dispensings. With the exception of the Netherlands, AP use prevalence was highest in 15–19 year-olds. So, from 2005/6 to 2012, AP use prevalence increased in all youth cohorts from European countries and decreased in the US cohort. SGA were favoured in all countries’ cohorts.
During the past decades, antipsychotic drugs (AP) have gained popularity as a treatment for psychiatric disorders in young people in most developed countries . AP can be divided in two groups: first generation (typical) antipsychotics (FGA) and second-generation (atypical) antipsychotics (SGA) [2, 3]. Efficacy of AP in youth has been demonstrated for psychotic symptoms , bipolar disorder , irritability in autistic children , tics , and some forms of (severe) aggressive behaviour [8, 9]. Ample use of AP drugs has been described in children with a mental handicap and behavioral symptoms . But only few antipsychotic drugs are licensed for those indications and for children and there is a lack of long-term efficacy and safety data . Therefore, the treatment of youth with antipsychotics is subject to debate among clinicians, scientists and health policy makers .
Numerous reports from Western countries have described an increase in AP use, especially SGA, over recent years [1, 13,14,15,16,17]. These studies differ in terms of studied time period, age groups and other methodological features, thus hampering comparability. While there are some multinational studies comparing antidepressant or ADHD medication use in children and adolescents [18,19,20], updating patterns of AP use across countries and regions is warranted.
The objective of this study is therefore to determine recent trends in AP use from 2005/2006 through 2012 in 0- to 19 year-olds from five Western countries.
We employed data from the Danish Registry of Medicinal Products Statistics (RMPS). The RMPS is a national prescription database, which encompasses all outpatient pharmacy-dispensed prescription medications in Denmark (5.53 million inhabitants). Each prescription record contains detailed information on the drug dispensed (incl. ATC code). Any drug utilisation prevalence can be calculated using an estimation of the underlying population as denominator.
To perform this study, claims data of the single largest German health insurance company, the BARMER GEK (about 9.1 million insurees, representing more than 10% of the German population) was used. Each prescription record contains detailed information on the prescribed drug, including ATC code. In relation to the complete German population, the BARMER GEK has a slightly higher proportion of female insurees, but there are no differences in terms of socioeconomic status (as measured by education level) . The German data of this study have been published before in a German publication .
The data used for this study are pharmacy dispensing data extracted from the IADB.nl database . The IADB.nl database contains all prescription drug dispensing data since 1994 from about 60 community pharmacies. The corresponding population consists of about 600,000 persons from the North East Netherlands. In the Netherlands, patients are generally registered at one pharmacy, and there is an exchange of dispensing data between pharmacies. As a result, a single pharmacy can provide a complete listing of each registered subject’s prescribed drugs history, with the exception of over-the-counter drugs and in-hospital prescriptions. The IADB.nl database population is representative for the whole Dutch population .
We used primary care prescribing data from The Health Improvement Network (THIN) primary care database. In the UK National Health Service, primary care doctors (GP’s) are the gatekeepers of referral to both secondary and tertiary care. Children, including those with severe forms of mental disorders, are either not referred for assessment to specialist services or followed up in primary care. THIN holds information on prescriptions issued in general practices (GPs) in all four UK nations. The database covers approximately 6% of the UK population and is broadly representative of the UK population in terms of demographics and consultation behaviour . In this study, we only included practices that had achieved good quality data recording in terms of patient mortality, and average number of records per patient per year [24, 25]. In total, we included 552 practices that contributed data between 2005 and 2012. Overall, prescriptions recorded in THIN reflect redeemed prescriptions, with an average redemption rate of 98.5% in 2008. However, the redemption rate is slightly lower for AP prescriptions at 85.1% in 2008 .
We used computerized Medicaid administrative claims for the calendar years 2006 through 2012 from a narrowly-defined population of youth (0–19 years) in a mid-Atlantic state enrolled in Children’s Health Insurance Program (CHIP). These children and adolescents are eligible for Medicaid coverage due to family income (upper limit: three times the federal poverty level . The cohort consisted of over 131,000 youth in 2006 and of over 105,000 youth in 2012. Youth who were on Medicaid due to (1) disability; (2) foster care status or (3) family income below poverty level were excluded. Thus the population was similar to privately-insured youth in the US in terms of general health status, age distribution, race and family composition, with moderately lower parental education, employment, and income . Each individual was assigned an encrypted identification number, which was then used to link the enrollment data files to prescription drug claim files.
Study variables and statistical analysis
Antipsychotics were defined as: all substances designated as class N05A (except Lithium) by the Anatomical Therapeutic Chemical (ATC) Code . Of all AP the following drugs were considered second generation antipsychotics: Amisulpride, aripiprazole, asenapine, clozapine, iloperidone, lurasidone, olanzapine, paliperidone, quetiapine, risperidone, sertindole, sulpiride, ziprasidone and zotepine. The remaining antipsychotic drugs were considered first generation (e.g. chlorprotixene, chlorpromazine, haloperidol and pipamperone).
Annual AP use prevalence was defined as the percentage of youth (0–19 years at the time of prescription) with one or more AP dispensings or prescriptions among continuously enrolled youths in a given calendar year in the 2005/6–2012 period. Rates were not adjusted for age - or sex composition across the cohorts. Relative differences between years were calculated as the difference in prevalence, divided by the prevalence in the first year. The data were stratified by age groups (0–4, 5–9, 10–14, 15–19 years) and gender. The 95% confidence interval for the prevalence rates was calculated with the score method, with continuity correction for small proportions . Differences were considered significant at p < .05.
Trends in total use by country and according to age group
From 2005/6 to 2012 the annual prevalence for AP use for youth increased in four of the five countries under study (Fig. 1). This increase was as follows: in Denmark 0.26 to 0.48% (83.9% relative increase), in the German cohort 0.23 to 0.32% (40.8% increase), in the Netherlands’ cohort (0.78 to 1.03% (31.7% increase), and in the UK cohort 0.11 to 0.14% (29.3% increase). A decrease from 0.94 to 0.79% was observed in the US cohort (− 15.6%).
When comparing the prevalence of AP use between countries’ cohorts, large differences were observed (Table 1). In 2012, the highest AP use was observed in the Netherlands’ cohort (1360/131,954; 1.03%), which was eight-fold higher than in the country with the lowest prevalence (UK; 0.14%).
With the exception of the Netherlands’ cohort, AP use was higher in older age cohorts, with 15–19 year-olds showing the highest prevalence (2012: Denmark cohort 1.33%, German cohort 0.54%, Netherlands’ cohort 1.47%, UK cohort 0.31%, US 2.53%). Only in the Netherlands’ cohort AP use prevalence was highest in 10–14 year olds (2012: 1.59%). For 0–4 year olds, after 2008 AP use remained lower than 1 per 1000 in all cohorts.
Trends in AP use by gender
In all studied cohorts, the prevalence of AP use was higher in boys than in girls (Table 2). In 2012, the male/female ratio ranged from an almost threefold higher use by boys in the Netherlands’ data (2.87) to 1.38 in Denmark.
Across countries, AP use in girls was at or below 0.5% in contrast to AP use in boys that peaked at 1.54% in the Netherlands’ data and 1.05% in the US data. From 2005/6 to 2012 use in boys increased relatively more than in girls in the German cohort, while the opposite was observed in the Netherlands’ and in the UK cohort. In the US data, use in boys decreased more than in girls (− 19.9% vs. − 5.3%). In Denmark, the increase in boys and girls was comparable.
Patterns in FGA use vs. SGA use by country
In all cohorts except the US cohort the proportion of SGA relative to FGA prescriptions increased (Fig. 2). In the US regional cohort, SGA were almost the only class of drugs used, both in 2006 (98.5% of all prescriptions) and in 2012 (98.3%). In 2005/6 and 2012, risperidone was the most frequently used AP in all countries’ cohorts, with the exception of Denmark, where in 2012 quetiapine ranked first. Use of aripiprazole, a relatively new drug that was approved by the FDA for irritability in autistic children in 2009, increased clearly: While in 2005/6 aripiprazole was only in Denmark and the US data among the top-5 prescribed AP, in 2012 it was in all countries among the five most frequently used AP (Table 3).
We observed large differences between samples from 5 countries in the prevalence of AP use, with AP use being highest in the US cohort and lowest in the UK cohort. Since 2007, AP use in the Netherlands’ cohort has surpassed use in the US cohort. Also time trends varied significantly: In the Netherlands’ data, AP use stabilized from 2008 to 2012. In the US cohort, the prevalence of AP use stabilized and decreased towards 2012. All other countries showed a trend for increased use. In most countries’ data, AP use was greatest in 15–19 year-olds. We observed a strong and in most countries increasing preference for SGA, relative to FGA.
There are several possible explanations for the differences in AP use in youth cohorts from different countries: The attitude of prescribers towards psychotropic drugs and antipsychotic drugs and differences in health systems can be a factor that influences AP prescription rates . For example: the attitude of physicians that SGA should be used to treat aggressive behavior can contribute to higher AP prescription rates  and the acceptance of psychiatric medication for children by the general public may be a factor . Several studies indicate a broadening of indications, for example in ADHD and other disruptive behaviour disorders [13, 16, 34, 35].
Higher use of AP drugs can be associated with a stronger representation of medical disciplines in the care for youth with behavioral and psychiatric disorders or with an increasing use of mental health care . Gaps in the mental health care system, e.g. lack of social care for the afore-mentioned patient group, may also lead to higher AP prescriptions . It has been demonstrated that longer duration of treatment—and not only more new users—is a relevant factor in the increase in prevalence [14, 38, 39]. The decrease in use in the US confirms recent findings from the US  and could be influenced by measures to constrain AP use in youth. For example, recommendations for a more rigorous monitoring of side effects of AP, e.g.: [40, 41] have appeared. In the US, awareness programs targeting clinicians and the public were developed  and a system for prior authorization of antipsychotic prescribing for Medicaid insured youth  is implemented in 31 states.
We cannot fully explain the higher AP use in the Netherlands (which parallels the Netherlands position in international ADHD medication use ) despite the fact that regulatory approval is harmonized across European countries. In the Netherlands, treatment with AP has been included in some guidance statements, but not as a first line treatment option . This finding may reflect a period of emphasis on the biomedical model in Dutch Child and Adolescent Mental Health care. However, the strongest increase in the use of antipsychotics in youth predates the current period under study and unfolded in the period 1995–2005 . It will be worthwhile to observe trends in the Netherlands from 2015 onwards, since important changes have been implemented since 2015 in the position of Child and Adolescent Mental Health care , with as one of the objectives a reduction in the use of psychopharmacological drugs in children.
In contrast, the low prescription rates found in the UK cohort may be related to the nature of the UK data, covering only prescriptions issued in primary care. So prescriptions by specialists are not taken into account. Another reason may be that the NICE guideline for ADHD  advices against use of antipsychotics in ADHD and the NICE guideline for antisocial behavior and conduct disorders  advices against medication as routine management for children with this condition—which stands in contrast to some other countries’ guidelines.
The greatest AP use in 15–19 year-olds in 4 of the 5 countries replicates findings by other authors where AP use increased towards early adolescence . This is an age-group where behavioral problems tend to peak  and where severe mood disorders and psychotic disorders emerge. Another factor may be reluctance in prescribers towards prescribing for younger patients. The highest use in 10–14 year-olds that was found in the Netherlands may be explained by more use in behavioral disorders and by less reluctance towards prescribing in younger patients.
One explanation for the strong trend towards the use of SGA—which constitutes an exceptional growth in comparison to older studies (in 2000, in Germany only 5% of AP were SGA, )—may be that the literature about AP in youth is dominated by SGA focused papers, although the actual evidence base for efficacy is weak for most indications . This may possibly an effect of more investment in the development and registration process of newer drugs. Previously, SGA were also considered more safe due to a smaller risk for extrapyramidal side effects  and tardive dyskinesia . The insight that SGA are associated with different, but not necessarily smaller risks than FGA  is of more recent date since most reports about metabolic and endocrinological side effects have appeared in the last decade [40, 54,55,56,57,58].
Limitations, and implications of this study
This study is one of the first to describe use of antipsychotics in youth cohorts from different countries. The diversity of the underlying databases is a limitation as the underlying populations differ and this will certainly influence the rates that we found: The Danish cohort is nationwide, the US cohort comprises CHIP insured patients from one state, the Netherlands cohort covers a region of the country, the German cohort comprises patients from one large insurance company, while the UK cohort covers prescriptions from primary care. So, between-country comparisons should be made with caution. We were not able to control for co-medication, prescribing physician specialty (GPs vs. specialists) or socio-economic status, factors which influence AP use [51, 59]. Our data sources lack information that could improve the perspective on AP use, such as underlying indication, ethnic background, foster care status, duration of pharmacotherapy, adherence, symptom severity and symptom duration. We did not consider medication for hospitalized children. But the number of hospitalized youth may be small, compared to outpatients , and usually medication is continued in the outpatient setting after discharge from hospital.
In this vein, future studies will benefit from the use of harmonized databases, information about diagnosis (e.g. ) and use of other treatments, concurrent or sequential, thus giving more insight on indications and unmet needs in care across populations . Data about incidence and duration of AP use is relevant, since longer exposure to the metabolic and endocrinological side effects of AP poses higher risks for health.
The implications of this study are that guidelines and practice parameters for AP use drugs need closer scrutiny. For those drugs where efficacy has been demonstrated in RCTs of limited duration, there is a pressing need for longer lasting observational and discontinuation studies to determine the risks and benefits of long-term use [62,63,64]. Close monitoring of use of psychopharmacological agents over time and across countries may sensitize to national discrepancies in mental health care, differences in use of psychopharmacological treatment and populations with special needs or risks. For this purpose, a fixed multinational set of databases, gauged against each other, is an essential tool.
first generation antipsychotic drugs
second generation antipsychotic drugs
United States of America
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LJK and CJB conceptualized and designed the study. LJK drafted the initial manuscript, undertook the statistical analysis. CJB, LA, MB GG, FH, CCMS, LPW, IP, JMZ acquired, analysed and interpreted data, revised the manuscript critically. All authors mentioned above agree to be accountable for all aspects of the work. All authors read and approved the final manuscript.
The authors wish to acknowledge all people and organisations that are instrumental in collecting and processing the datasets that make studies like this possible.
Financial: The authors have no financial relationships relevant to this article to disclose. Non-financial: LJK has received lecture fees from Eli-Lilly, Janssen-Cilag and Shire and has served as a study physician in clinical trials of Eli-Lilly. CJB has received lecture fees from Actelion, Novartis, and Ferring as well as payment from BARMER GEK and from AOK for writing book chapters. He has served as a study physician in clinical trials for Shire and Novartis. GG and FH are active on behalf of a number of statutory health-insurance companies (BARMER GEK, DAK, TK, and various corporate health-insurance funds) in the setting of contracts for third-party payment. LA has received travelling grants from Pfizer and Swedish Orphan BioVitrum. CCMS, LPW, IP, JMZ and MB declare no conflict of interest.
Availability of data and materials
The data that support the findings of this study are available from the respective coauthors but restrictions apply to the availability of these data, which were used under license for the current study, and so are not publicly available. Data are however available from the authors upon reasonable request and with permission of the respective institutions.
Consent for publication
Ethics approval and consent to participate
United Kingdom: The study was approved by the CSD Medical Research Scientific Review Committee in February 2015 (reference number 14–086). The scheme for THIN to obtain and provide anonymous patient data to researchers was approved by the National Health Service South-East Multicentre Research Ethics Committee in 2002. USA: The study related to the USA cohort was reviewed and approved by the Institutional Review Board of the University of Maryland, Baltimore. Denmark, Germany and the Netherlands: According to the respective national regulations, an ethics review was not necessary for this study.
No funding was secured for this study.
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